SMBC NIKKO CAPITAL MARKETS LIMITED

Figures converted to GBP from USD at 0.756 per USD (Frankfurter spot rate) — hover any figure for the original. — indicates the figure wasn't present under that line item in that period. The Δ column is the change from the prior filed period as a percentage of |prior|; lines a company doesn't report show —. About these numbers

Margins divide P&L lines by turnover. Gearing is liabilities over total assets. Current ratio is current assets over creditors falling due within one year. Interest cover is operating profit over absolute finance costs. Sector-distribution context coming next.

1. SMBC NIKKO CAPITAL MARKETS LIMITED 2010-10-01 → present
2. SMBC CAPITAL MARKETS LIMITED 2001-04-02 → 2010-10-01
3. SBCM LIMITED 1991-10-29 → 2001-04-02
4. S.B.C.M. (UK) LIMITED 1989-11-16 → 1991-10-29
5. BRAYCOPSE LIMITED 1989-08-30 → 1989-11-16

Accounting basis

IFRS

Reporting scope

Consolidated group

Auditor

KPMG LLP

Audit opinion

Unqualified (clean)

Going concern

Affirmed

“The Directors believe that the Company has adequate financial resources and is well placed to manage its business risks successfully despite the current uncertain business outlook. In addition, the Directors believe the Company will be able to continue in operation and meet its liabilities, taking into account its current position and the principal risks faced, over a period of at least 12 months from the date of approval of these financial statements, and therefore it is appropriate to adopt the going concern basis.”

Group structure

1. SMBC NIKKO CAPITAL MARKETS LIMITED · parent
   1. SMBC Derivative Products Limited 100% · England and Wales · IFPRU investment firm, authorised and regulated by the FCA. It is structured as a bankruptcy remote derivative products company and has received a credit rating of Aa1 from Moody's Investors Service Inc. and AA- from Standard & Poor's Ratings Group. SMBC DP's principal activities are the provision of interest rate and foreign exchange risk hedging products to customers seeking a highly rated counterparty and the provision, for a fee, of performance guarantees with respect to its affiliate.

Significant events

• “The Company sold its wholly owned subsidiary, SMBC Capital Markets (Asia) Limited, to Nikko Tokyo. The transaction completed on 1 November 2025.”
• “Following the transfer of the securities business, which was completed in the previous financial year, the Company's main business activity is the provision of derivatives hedging services to the Group's banking clients.”

Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers

Filings

7

last 12 months

Capital events

0

last 24 months

Officers appointed

2

last 12 months

Officers resigned

2

last 12 months

Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.